What Are the 7 Steps of NIST 800 37?

Apr 3, 2024

In today's rapidly evolving digital landscape, cybersecurity is paramount. Organizations face an ever-growing array of threats that can compromise sensitive data, disrupt operations, and damage reputation. To effectively manage these risks, frameworks like the National Institute of Standards and Technology (NIST) Special Publication 800-37 provide a structured approach. This blog will delve into the seven steps of NIST 800-37, offering a comprehensive understanding of its risk management framework.

What Are the 7 Steps of NIST 800 37?

The seven steps of NIST 800-37 are: Prepare (establish context and strategy), Categorize (prioritize assets), Select (choose security controls), Implement (put controls into practice), Assess (evaluate effectiveness), Authorize (obtain approval to operate), and Monitor (continuously oversee systems). This framework provides a structured approach to risk management, ensuring organizations effectively identify, assess, and mitigate cyber threats.

Step 1: Prepare

The first step in NIST 800-37 is preparation. This involves establishing the context for the risk management process, including defining the scope, boundaries, and objectives. Organizations must also identify key stakeholders and assign roles and responsibilities for managing risk. Additionally, this step involves developing a risk management strategy and obtaining leadership support and commitment.

Step 2: Categorize

Categorization is the process of identifying and prioritizing information systems and assets based on their importance to the organization's mission and business objectives. This step involves classifying information systems according to factors such as data sensitivity, criticality, and impact. By categorizing systems, organizations can focus their resources on protecting the most critical assets and mitigating the highest-priority risks.

Step 3: Select

Once information systems have been categorized, the next step is to select appropriate security controls to mitigate identified risks. This involves choosing controls from the NIST Special Publication 800-53 catalog based on the system's categorization and specific security requirements. Organizations must consider factors such as cost, feasibility, and effectiveness when selecting controls, ensuring they align with the organization's risk tolerance and security objectives.

Step 4: Implement

Implementation involves putting selected security controls into practice within the organization's information systems and infrastructure. This step includes installing hardware and software, configuring systems, and deploying security technologies and mechanisms. Organizations must also develop policies, procedures, and guidelines to support the implementation of security controls and ensure they are integrated into the organization's overall security posture.

Step 5: Assess

Assessment is a critical component of the risk management process, enabling organizations to evaluate the effectiveness of implemented security controls and identify any gaps or deficiencies. This step involves conducting comprehensive security assessments, including vulnerability scans, penetration tests, and security audits. By regularly assessing security controls, organizations can identify emerging threats and vulnerabilities and take proactive measures to address them.

Step 6: Authorize

Authorization is the formal approval granted by senior leadership to operate an information system based on its assessed security posture. This step involves reviewing the results of security assessments, risk assessments, and other relevant information to determine whether the system meets the organization's security requirements. Once authorization is granted, the system can be deployed and operated within the organization's environment, subject to ongoing monitoring and oversight.

Step 7: Monitor

The final step in the NIST 800-37 risk management framework is monitoring. Continuous monitoring is essential for maintaining the security of information systems over time, as threats and vulnerabilities evolve. This step involves collecting and analyzing security-related data, detecting and responding to security incidents, and assessing the effectiveness of security controls. By monitoring information systems continuously, organizations can identify and mitigate emerging risks before they escalate into significant security incidents.

Conclusion

Effective risk management is essential for safeguarding organizations against cyber threats and protecting sensitive data and assets. The NIST 800-37 risk management framework provides a structured approach to managing risk throughout the entire lifecycle of information systems. By following the seven steps outlined in NIST 800-37, organizations can establish a robust security posture that aligns with their business objectives and effectively mitigates cyber risks.