How Long Does a SOC 2 Audit Take?

May 2, 2023

The duration of a SOC 2 audit depends on various factors, such as the complexity of the organization's systems and controls, the scope of the audit, the availability of documentation and evidence, and the experience of the auditor.

Generally, a SOC 2 audit can take anywhere from several weeks to several months to complete, although the typical timeline is between 2 to 6 months.

The audit process involves several stages, including planning and scoping, conducting fieldwork, drafting the report, and issuing the final report. The planning and scoping phase can take several weeks to ensure that the audit is appropriately tailored to the organization's needs.

The fieldwork stage can take several weeks to several months, depending on the size and complexity of the organization, the number of controls that need to be tested, and the availability of evidence. The auditor will need to gather documentation and conduct interviews with relevant personnel to evaluate the effectiveness of the organization's controls.

After the fieldwork is completed, the auditor will draft the report, which can take several weeks. The final report will be issued after any necessary corrections are made, and the organization will receive a SOC 2 report for the applicable trust services criteria.

 What are the steps need to consider to Complete a SOC 2 Audit audit?

Completing a SOC 2 audit requires careful planning, execution, and reporting. Here are the general steps to consider to complete a SOC 2 audit:

  • Determine the scope and objectives: Define the scope of the audit and identify the applicable trust services criteria. Determine the objectives and goals of the audit.
  • Select a qualified auditor: Choose a reputable auditor with experience in performing SOC 2 audits. The auditor must be an independent third party.
  • Plan and prepare: Develop a project plan and timeline for the audit, and ensure that the necessary resources and documentation are available. Conduct a readiness assessment to identify areas that need improvement.
  • Conduct fieldwork: Perform the audit procedures, including testing the design and operating effectiveness of the controls. Collect evidence and documentation to support the audit findings.
  • Draft the report: Prepare a draft report that includes the auditor's opinion, description of the scope and methodology, and the results of the audit.
  • Review and finalize the report: Share the draft report with the relevant stakeholders, including management, for review and feedback. Make any necessary revisions and finalize the report.
  • Issue the report: Issue the final SOC 2 report to the organization and any other parties specified in the engagement letter.
  • Maintain the report: The organization must maintain the SOC 2 report for a period specified by the auditor or the applicable trust services criteria.
  • Address any deficiencies: Address any deficiencies identified during the audit, and implement remediation plans to improve the effectiveness of the controls.

By following these steps, an organization can complete a SOC 2 audit and demonstrate its commitment to security and data protection.